To begin the process of registration as a securities dealer in the State of Illinois, an applicant must file the following forms and fees in the manner described with either the Financial Industry Regulatory Authority (FINRA) or the Illinois Securities Department.
Press Release: The Illinois Department of Transportation, Illinois State Police, City of Peoria, and Peoria County will offer important safety advice for traveling motorists this winter, as well as interview and ride along opportunities with frontline weather personnel.
The Securities Department ensures that the loan broker industry complies with all laws and regulations set forth by the state of Illinois through enforcement of the Illinois Loan Brokers Act of 1995.
Following is an overview of various requirements for investment advisers registered with the Illinois Securities Department. Please note that this is not a complete listing of all legal requirements under the Illinois Securities Law of 1953 or its Administrative Rules.
To begin the process of registration as an investment adviser in the State of Illinois, an applicant must file the following forms and fees with the Financial Industry Regulatory Authority (FINRA) and the Illinois Securities Department.
Press Release: Illinois transportation officials will join law enforcement to launch the WinterWeather Get it Together campaign. The Illinois Department of Transportation and IllinoisState Police will be available to offer important safety advice for traveling motorists as well as interview and ridealong opportunities with frontline weather personnel.
The Illinois Securities Department does not maintain information regarding the value of older securities nor is it able to trace them. However, to assist consumers in search of this kind of information, the department offers the following suggestions: